Our warmest congratulations to Stephen Semer, who recently passed the FINRA examination to receive his Series 66 license. After seven years in banking, Stephen joined us Strategence Capital in June 2018. He enjoys the challenges of this industry and is excited to put his new knowledge to work for his clients, which he can now do having passed the Series 66 examination.
The Series 66, also known as the Uniform Combined State Law Examination qualifies individuals as investment adviser representatives or securities agents. The exam also assesses topics that are relevant in providing clients with investment advice and handling securities transactions for them.
Please help us in congratulating Stephen on this accomplishment.
Series 66 registration is held through LPL financial and Strategence Capital.